---
title: "Optical biosensors based on photonic crystal surface waves"
authors: ["Valery N. Konopsky", "Elena V. Alieva"]
affiliation: "Institute of Spectroscopy, Russian Academy of Sciences, Troitsk, Moscow region, 142190, Russia"
journal: "Humana Press (Methods in Molecular Biology)"
year: "2009"
volume: ""
issue: ""
article_number: ""
pages: ""
doi: ""
type: journal-article
site_group: "Biosensors based on optical surface modes"
url_abstract: "https://valery.konopsky.com/paper/HumanaPress/HumanaPress.htm"
url_pdf: "https://valery.konopsky.com/kvnlocal/Chapter4.pdf"
language: en
source_tex: "Z:\ValeryData\Valery_New\my_articles\Humana Press\Konopsky10.tex"
source_pdf: "Z:\ValeryData\Valery_New\my_articles\Humana Press\published\Chapter4.pdf"
---

## Abstract

Optical biosensors have played a key role in the selective recognition of target biomolecules and in biomolecular interaction analysis, providing kinetics data of biological binding events in real time without labeling. Advantages of the label-free concept are the elimination of undue detrimental effects from labels that may interfere with fundamental interaction and the absence of a time consuming pretreatment. Disadvantages of all label-free techniques, including the most mature one -- surface plasmon resonance (SPR) technique, are a deficient sensitivity to a specific signal and undesirable susceptibilities to non-specific signals, e.g., to the volume effect of refraction index variations. These variations arise from temperature fluctuations and drifts and they are limiting factor for many state-of-the-art optical biosensors. Here we describe a new optical biosensor technique based on registration of dual optical s-polarized waves on a photonic crystal surface. The simultaneous registration of two different optical modes from the same surface spot permits the segregation of the volume and the surface signals, while the absence of metal damping permits an increase in the propagation length of the optical surface waves and the sensitivity of the biosensor. The presented technique was tested with the binding of biotin molecules to a streptavidin monolayer that has been detected with signal/noise ratio of about 15 at 1 second signal accumulation time. The detection limit is about 20~fg of the analyte on the probed spot of the surface.\\[14pt] { Key Words:} label-free optical biosensors; photonic crystal surface waves; biotin-streptavidin binding; streptavidin postbinding conformational change.

# Introduction

Registration of optical waves propagating along the surface under investigation is the most used method in the label-free optical biosensors ****. In the SPR technique ****, these waves are surface plasmon-polaritons **** propagating along a gold or silver surface, while in the resonant mirror technique **** the waves are waveguide modes excited in a high refractive index dielectric layer via the frustrated total internal reflection (TIR) from a low refractive index spacer. In both cases, an evanescent field of the optical wave (with penetration depth in water $`\sim 100`$ nm) is sensitive not only to biomolecular interactions at the surface but also to changes in the volume refraction index (RI) of the liquid due to variations of the liquid temperature, composition and so on. For example, a water temperature change of 0.01$`^0`$C gives a water RI change of about 10$`^{-6}`$.

Therefore, a need exists for a biosensor technique that would be able to segregate the volume and the surface contributions from an analyte in detected signals. To obtain these two parameters, one needs to detect at least two optical waves with different characteristics (e.g., with different penetration depths) simultaneously. In the work ****, we exploited a bulk optical wave, propagating above the sensing surface as a reference of the volume RI variations. Our goal was to overcome these variations caused by temperature fluctuations and drifts that are a problem for many state-of-the-art optical biosensors. The weakness of this method is the need for a complicated flow cell design at small flow cell height (because of the bulk optical wave using).

Slavík et al. **** have tried to use the excitation of long-range and short-range plasmons at the same surface spot by polychromatic light at fixed incident angle (so-called wavelength interrogation — the spectrum of the reflected light is examined) to separate bulk from surface effects. Authors claimed a noise-limited resolution of their method is 11 times worse than the one of an ordinary SPR method with wavelength interrogation (which itself is less sensitive than an angular interrogation method). The reason is a very small propagation length of the short-range plasmons. Moreover, the excitation of both modes at the same incident angle means that these modes differ little in their penetration depths, because the penetration depth difference here is originated from a wavelength difference of these modes only (see eq. (<a href="#l_e" data-reference-type="ref" data-reference="l_e">[l_e]</a>) below).

In a dual-waveguide interferometric technique **** the measurement of propagation constants of two modes with s- and p-polarizations is used to seek an adsorption layer thickness and its RI. It is worth noting here that the exploitation of the modes with the orthogonal polarizations may be stated as a weakness of the method, because of an implicit assumption that the adlayer is an isotropic substance, while the adlayer is almost always anisotropic (and birefringent to some extent) due to its binding to the surface.

Here we present a technique based on the simultaneous registration of two s-polarized optical surface waves on a one-dimensional photonic crystal surface. Photonic crystals (PCs) are materials that possess a periodic modulation of their refraction index on the scale of the wavelength of light ****. Such materials can exhibit photonic band gaps that are very much like the electronic band gaps for electron waves travelling in the periodic potential of the crystal. In both cases, frequency intervals exist where the wave propagation is forbidden. This analogy may be extended **** to include surface levels, which can exist in band gaps of electronic crystals. In PCs, they correspond to optical surface waves with dispersion curves located inside the photonic band gap.

The one-dimensional photonic crystal (1D PC) is a simple periodic multilayer stack. Optical surface modes in 1D PCs were studied in the 1970s, both theoretically **** and experimentally ****. Twenty years later, the excitation of optical surface waves in a Kretschmann-like configuration was demonstrated ****. Despite several theoretical proposals **** that suggested that the photonic crystal surface waves (PC SWs) have the potential to be superior alternatives in sensor applications to surface plasmons (due to low damping of PC SWs), there are no experimental demonstrations of such applications to date. In our opinion, the reason is the above-mentioned point that the limiting factor for the SPR technique is not the instrumental sensitivity but the temperature fluctuations and drifts. From this point of view, the increase of a propagation length of surface waves itself is ineffective without a concurrent compensation of the fluctuations of the liquid.

We show that in addition to the low loss propagation (which is not unique among other all-dielectric biosensors), the presented technique based on *dual* optical surface waves in 1D PCs has some additional advantages over all the above-mentioned biosensor techniques. Unique tunable properties of 1D PCs permit the design of a 1D PC structure that can support two long-range surface modes at the same wavelength (this is impossible in the SPR technique), with one mode exited very close to the angle of TIR from the water (this is unfeasible in any other waveguide techniques). The mode, in which the exited angle is infinitesimally close to the angle of TIR from the external medium, has a very large penetration depth in this medium (e.g., water) and may be used as a reference of bulk RI fluctuations. Indeed, the weak localization of this mode reduces its sensitivity to overlayers and increases its sensitivity to changes in the bulk RI. Simultaneous detection of two modes, with one of them being more sensitive to changes of the RI of the liquid then the other, permits us to derive both the RI of the liquid, $`n_e=n_e(\rho_1,\rho_2)`$, and the adlayer thickness, $`d_a=d_a(\rho_1,\rho_2)`$, as functions of the detected angular parameters $`\rho_1`$ and $`\rho_2`$ of two PC SWs.

# Materials

All biochemicals (except streptavidin) were purchased from Sigma-Aldrich (Germany) and were used immediately after preparation.

1.  A dialkoxy aminosilane 3-(2-Amino­ethyl­amino) propyl-di­methoxy­methyl­silane \[molecular weight – 206.36\] was used to convert $`OH`$-terminated $`SiO_2`$ surface to $`NH_2`$-terminated one ****.

2.  Biotin-XX, SSE \[Sulfosuccinimidyl Ester sodium salt or Sulfo-NHS-LC-LC-Biotin; molecular weight – 669.74; mass added to target – 452.6\] was used for the biotinylation of the amino-terminated surface.

3.  The streptavidin from Amersham (UK) \[molecular weight $`M_\mathrm{str}\sim 60\,000`$\] was deposited on the biotinylated surface.

4.  The free biotin \[vitamin H; molecular weight $`M_\mathrm{b}=244.31`$\] was used as a test for detection of small molecule binding with a streptavidin monolayer.

All experiments were done in the PBS \[phosphate-buffered saline; pH=7.2\] except absolute angle measurements of PC SWs excitation, which were done in pure water.

## Photonic crystal structure

The following 1D PC structure was used: substrate/$`(LH)^{3}L'`$/water, where $`L`$ is a $`SiO_2`$ layer with thickness $`d_1=154.0`$ nm, $`H`$ is a $`Ta_2O_5`$ layer with $`d_2=89.4`$ nm and $`L'`$ is a $`SiO_2`$ layer with $`d_3=638.5`$ nm. The $`SiO_2/Ta_2O_5`$ 7-layers structure (started and finished by $`SiO_2`$ layers) was deposited by ion sputtering. The prism and substrate were made from BK-7 glass. The RIs of the substrate, $`SiO_2`$, $`Ta_2O_5`$ and water at $`\lambda=532`$ nm, were $`n_0=1.52`$, $`n_1=n_3=1.49`$, $`n_2=2.12`$ and $`n_e=1.335`$, correspondingly. The RIs at other wavelengths were derived using dispersion data presented by Palik ****.

## Flow cell

The flow cell was made from a glass slide with two holes in which two glass tubes are fitted, serving as inlet and outlet, respectively. The inlet tube was connected to a small tank with solution under study. Due to gravity force the solution flows to outlet. The flow velocity was controlled by a elevation difference of the inlet tank level and the outlet end. The height of the cell is determined by a thickness of a Teflon film, which serves as a sealing gasket and as a spacer between the sample and the glass slide. We have used the Teflon films with thicknesses 35 $`\mu`$m or 100 $`\mu`$m. The flow cell volume was 3.5 $`\mu`$L or 10 $`\mu`$L, correspondingly. The dead volume of the flow cell system was approximately 25 $`\mu`$L. Gravity flows of streptavidin or biotin solutions and pure PBS buffer were used with volumetric flow rate up to 1 mL/min.

# Methods

## Absolute angle measurements

The excitation angles of the optical surface waves, indicated as black diamonds in **Fig. <a href="#fig1" data-reference-type="ref" data-reference="fig1">1</a>**, were experimentally measured with an angular accuracy of $`\pm 1'`$ by parallel laser beam at two wavelengths: $`\lambda=532`$ nm (2nd harmonic of Nd-YAG laser) and $`\lambda=442`$ nm (He-Cd laser). A calculated dispersion of our 1D PC structure in water is presented in **Fig. <a href="#fig1" data-reference-type="ref" data-reference="fig1">1</a>** as the logarithm of optical field enhancement (i.e., as $`\lg[(E^{\phantom *}_eE^*_e)/(E^{\phantom *}_0E^*_0)]`$) in the external medium near the structure. Good correspondence is seen between experimental points (black diamonds) and the calculated dispersion curves of the surface modes. The dispersion is presented in coordinate $`\lambda(\rho)`$, where $`\lambda`$ is an optical wavelength and $`\rho`$ is a numerical aperture $`\rho=n_0\sin(\theta_0)`$. The numerical aperture $`\rho`$ may be used as an angle variable instead of angles $`\theta_j`$ in different layers. This is a unified angle variable for all layers since, according to Snell’s law, $`\rho=n_0\sin(\theta_0)=n_j\sin(\theta_j)`$, for any layer $`j`$. The angular parameter $`\rho`$, at which the excitation of a surface mode occurs, is equal to an effective RI of the mode. Therefore, the two dark curves in **Fig. <a href="#fig1" data-reference-type="ref" data-reference="fig1">1</a>** present the dispersion of the two optical surface modes (i.e., the dependence of theirs effective RI from the wavelength).

From **Fig. <a href="#fig1" data-reference-type="ref" data-reference="fig1">1</a>**, one can see that it is possible to excite one of the PC SWs in close proximity to the TIR angle from the water by appropriately choosing the laser wavelength and/or by appropriately choosing the PC structure. The penetration length of the evanescent wave intensity (i.e., $`E^{\phantom *}_eE^*_e`$) in the external medium, which is
``` math
\begin{equation}
   l_e=\frac{\lambda}{4\pi \sqrt{\rho_1^2-\rho_{\mathsf{TIR}}^2}} \; ,
   \label{l_e}
\end{equation}
```
may be very large for this mode if the difference $`(\rho_1-\rho_{\mathsf{TIR}})=(\rho_1-n_e)`$ is small. This is a unique property of PC SWs, because in any standard waveguide techniques ****, the numeric aperture or (in other words) the effective RI of the waveguide mode $`\rho_{\mathsf{mode}}`$ is always more then a RI of the low refractive index spacer $`n_{\mathsf{spacer}}`$. Therefore, the difference $`(\rho_{\mathsf{mode}}-\rho_{\mathsf{TIR}}) \ge (n_{\mathsf{spacer}}-n_e)`$ cannot be made small in the standard waveguides, taking into account the RI of the water ($`n_e \simeq 1.33`$) and the RI of the spacer (usually made from $`SiO_2`$, $`n_{\mathsf{spacer}}\simeq 1.49`$). Another unique property of PC SWs is the possibility to excite them in the structure, where the final dielectric layer (the silicon oxide layer in our case) may have a low RI , while the standard waveguide has a high RI layer on a low RI spacer. This simplifies the procedures of biochemical modification of the external surface, which is now the standard $`SiO_2`$ surface.

## Sample preparation

Samples (i.e., their top silicon oxide layers with thickness 638.5 nm) were cleaned as follows: first, they were sonicated in ethanol and acetone for 5 min each and then immersed into a piranha solution ($`H_2SO_4[95\%]:H_2O_2[30\%]=3:1`$) for 15 min (caution, piranha solution reacts violently with organic solvents). The glass slides were then exposed to UV-ozone (185 nm and 254 nm) for 45 min and finally thoroughly rinsed with DI water. The precleaned glass slides (with expected $`OH`$ bonds on the $`SiO_2`$ surface) were immersed in 1% aminosilane solution in 95% acetone/water for 5 min. The slides were then rinsed with acetone and baked for 30 min at $`120^0`$C. Then the sample was mounted in the flow cell, and further sample treatment was made *in situ*. For the biotinylation of the $`NH_2`$-terminated surface of the slides, Sulfo-NHS-LC-LC-Biotin (2mg/mL in PBS) was flowed over the flow cell for several minutes, then the fluid flow was stopped for several hours or even overnight, and the biotinylation of the surface was monitored in real time. Then the flow cell system was thoroughly rinsed by PBS.

## Angular resonance curves measurements

In **Fig. <a href="#fig2" data-reference-type="ref" data-reference="fig2">2</a>** the biosensor setup scheme and a typical raw experimental signal from the setup are shown. A laser beam from 2nd harmonic of Nd-YAG laser (LCM-T-111, Laser-export ****) was sent to the sensor surface through a polarization maintaining fiber cable (FCPP-532-1-FC/APC2, OFR ****) to improve the quality of a beam profile. The angular resonance curves in **Fig. <a href="#fig2" data-reference-type="ref" data-reference="fig2">2</a>B** were measured by focusing both parts of the splitted laser beam (with diameter $`D\simeq 3`$ mm) in the same spot on the structure surface with the objective of a focal length of $`f=60`$ mm, and detecting the intensity distribution of reflected light with a 512-pixels photodiode array placed 385 mm$`|`$ 442 mm ($`\rho_1|\,\rho_2`$) apart from the structure as shown in **Fig. <a href="#fig2" data-reference-type="ref" data-reference="fig2">2</a>A**. The Hamamatsu **** photodiode array (S3904-512Q) was used to record the both experimental signals – angles of two PC SWs ($`\rho_1`$ and $`\rho_2`$) simultaneously. The dynamic range of the angular measurements is $`\pm\, D/(2f)= \pm\, 0.025`$ rad that corresponds to the external media RI change $`\Delta n \simeq \pm\, 0.035`$ or to the adlayer thickness deposition $`\Delta d \simeq \pm\, 120`$ nm.

The interference near resonance curves is the distinguishing feature of long-range PC SWs propagation. We observed similar interference in our work ****, dealing with long-range surface plasmon-polaritons propagation. The appearance of such interference means that the propagation distance of the PC SW becomes much more than the waist of an incident Gaussian beam at the surface (this also may be easily seen on the sample surface by the naked eye). In ref. ****, the origin of this interference is described in more detail. Note that the resonance peaks in **Fig. <a href="#fig2" data-reference-type="ref" data-reference="fig2">2</a>B** are very sharp (due to the long-range PC SWs propagation), and this allows measurement of the resonance peaks position change with high precision.

## Data handling

Data acquisition from the photodiode array, data processing and presentation were done with homemade software we wrote on a personal computer running under Windows. The RS232 computer interface was used to connect the personal computer and the photodiode array driver circuit (CDP Corp. ****). The changes of the resonance peak positions $`P_1`$ and $`P_2`$ on the photodiode array (see **Fig. <a href="#fig2" data-reference-type="ref" data-reference="fig2">2</a>B**) may be converted to changes of the resonance angles $`\Delta\rho_1`$ and $`\Delta\rho_2`$. To derive the changes of the RI of the liquid and the adlayer thickness from the changes of the resonance angles of two PC SWs, we use two independent methods, which give similar results if the changes are small. The first method is based on an analysis of influence of the adlayer deposition and the bulk RI changes on the dispersion relation of the two optical surface modes. This method is in need of *absolute* values of the resonance angular parameters $`\rho_1`$ and $`\rho_2`$, and generates the *absolute* values of the RI of the external medium, $`n_e=n_e(\rho_1,\rho_2)`$, and the adlayer thickness, $`d_a=d_a(\rho_1,\rho_2)`$. The equations derived in the first method are cumbersome and not presented here.

The second method is a pure linear method, based on the Taylor expansion. It is in need of *relative* changes $`\Delta\rho_1`$, $`\Delta\rho_2`$ and generates the *relative* changes of the RI of the liquid, $`\Delta n= \Delta n(\Delta\rho_1, \Delta\rho_2)`$, and *relative* changes of the adlayer thickness, $`\Delta d= \Delta d(\Delta\rho_1, \Delta\rho_2)`$. In the second method, we take Taylor expansion of both resonance angle changes in terms of $`\Delta n`$ and $`\Delta d`$:

<div class="deqarr">

\_1 &=& \_n_1 +\_d_1 = n n + d d <span id="Taylor1" label="Taylor1"></span>\
\_2 &=& \_n_2 +\_d_2 = n n + d d <span id="Taylor2" label="Taylor2"></span> .

</div>

From these equations we obtain the desired values as functions of measured $`\Delta\rho_1`$ and $`\Delta\rho_2`$:

<div class="deqarr">

\_n_1 &=& n n = <span id="lin1" label="lin1"></span>\
\_d_2 &=& d d = <span id="lin2" label="lin2"></span> ,

</div>

where $`K_d`$ and $`K_n`$ are the ratio of the corresponding partial derivatives:

<div class="deqarr">

K_d &=& d / d\
K_n &=& n / n .

</div>

To obtain a dimensionless value proportional to $`\Delta n`$ in one channel, and a dimensionless value proportional to $`\Delta d`$ in another channel, we need only $`K_d`$ and $`K_n`$ coefficients (see the right-hand side of eqs. <a href="#lin1" data-reference-type="ref" data-reference="lin1">[lin1]</a>-<a href="#lin2" data-reference-type="ref" data-reference="lin2">[lin2]</a>). If we want to have $`\Delta n`$ in RI units and $`\Delta d`$ in length units we also need $`{\partial \rho_1} /{\partial n}`$ and $`{\partial \rho_2} / {\partial d}`$ correspondingly. All these coefficients may be obtained, for example, from a theoretical simulation of the real 1D PC structure. For the presented structure, these coefficients are: $`K_d=0.415`$; $`K_n=0.1`$; $`{\partial \rho_1} /{\partial n}=0.5`$ and $`{\partial \rho_2} / {\partial d}=0.06`$ \[1/$`\mu`$m\] (assuming that the adlayer RI is $`n_a=1.43`$). All $`\Delta n`$ and $`\Delta d`$ data presented below are derived by using the second (linear) method, with the pointed coefficients.

## Streptavidin monolayer deposition

To verify the sensitivity of the biosensor and to compare it with existing label-free methods we present the unsmoothed experimental data of free biotin binding on the streptavidin monolayer. Initially (**Fig. <a href="#fig3" data-reference-type="ref" data-reference="fig3">3</a>**), we present the build-up of the streptavidin monolayer on the biotinylated surface. Streptavidin (diluted in PBS to a concentration of $`c_\mathrm{str}=16~\mu`$g/mL) was run through the flow cell with volumetric flow rate $`v_\mathrm{str}=0.4`$ mL/min. Then the flow cell was rinsed by PBS. In **Fig. <a href="#fig3" data-reference-type="ref" data-reference="fig3">3</a>**, one can see that the adlayer thickness increases on 6.2 nm during streptavidin binding to biotinylated surface.

## Biotin binding to the streptavidin monolayer

**Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>C** presents the $`\Delta d`$ (adlayer thickness changes) during free biotin binding to the streptavidin monolayer, while **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>D** shows $`\Delta n`$ (RI changes of the analyte) during these biotin solution injections. Biotin (in a concentration of $`c_\mathrm{b}=3~\mu`$g/mL) was injected into PBS running through the flow cell with volumetric flow rate $`v_\mathrm{b}=0.6`$ mL/min. **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>C** shows that the streptavidin monolayer at first increases its thickness, but then contracts to a value slightly less than the initial one. At the same time, **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>D** shows that the external medium RI is not changed until the second biotin injection (from 1501 s until 1600 s $`n_e\simeq`$ const). So, in **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>C**, in this time period, we observe the act of streptavidin conformation during (or after) biotin molecules penetration into binding pockets of streptavidin molecules. The second biotin injection did not result in the same streptavidin conformation, because most streptavidin subunits are already occupied by biotin molecules.

### Mass-transport kinetics

Before proceeding further, it is worth estimating the characteristic times of the processes under study. The upper limit of a mass-transport kinetics (by a combination of convection and diffusion) in our flow cell may be estimated by the so-called Smoluchowski-Levich approximation ****
``` math
\begin{equation}
   j_0=c k_\mathrm{m} =c \left(\frac{D}{h}\right)^{2/3} \left(\frac{v}{w x}\right)^{1/3}
   \label{j_0}\;,
\end{equation}
```
where $`j_0`$ \[molecules/(s cm$`^2`$)\] is deposition rate of molecules (with concentration $`c`$ \[molecules/cm$`^3`$\] and with a diffusion coefficient $`D`$ \[cm$`^2`$/s\]) on the sensing surface, which is considered as an ideal collector. Parameters of our flow cell are as follows: $`h=0.01`$ cm – height, $`w=1`$ cm – width, $`x=0.4`$ cm – distance from flow chamber entrance and $`v`$ is the volumetric flow rate \[cm$`^3`$/s\]. The diffusion coefficient of a streptavidin molecule may be estimated by the Stokes-Einstein equation:
``` math
\begin{equation}
   D_\mathrm{str} = \frac{kT}{6\pi\eta R_\mathrm{str}}\simeq
   7\times 10^{-7}\; \mathrm{cm^2/s}
   \label{D}\;,
\end{equation}
```
where we take the streptavidin molecule diameter $`2R_\mathrm{str}=6.2`$ nm (see above), water viscosity $`\eta\simeq 10^{-2}`$ g/(cm s) and Boltzmann constant $`k=1.38\times 10^{-16}`$ g cm$`^2`$/ (s$`^2`$ grad). The diffusion coefficient of a biotin molecule may be estimated by assuming that its effective radius is $`R_\mathrm{b}=R_\mathrm{str}\left(M_\mathrm{b}/M_\mathrm{str}\right)^{1/3}`$. In this case $`D_\mathrm{b}=4.3\times 10^{-6}`$ cm$`^2`$/s.

Now we can estimate the time it takes the combination of convection and diffusion to supply a required number of molecules $`N`$ for the monolayer cover of a probed spot on the surface. It is
``` math
\begin{equation}
   t=\frac{N}{j_0 S}
   \label{t}\; ,
\end{equation}
```
where $`S`$ is the area of a probed spot on the surface. The probed spot on the surface is determined by the size of the laser beam focus $`\omega_0 \simeq 50~\mu`$m and by the propagation length of the optical surface waves $`L \simeq 2`$ mm. Therefore, an area of the probed spot is $`S=\omega_0 L\simeq 0.1`$ mm$`^2`$. Assuming that one streptavidin molecule occupies a square $`10\times 10`$ nm$`^2`$ (i.e., $`N/S\sim 10^{10}`$ molecules/mm$`^2`$), we deduce that $`N^\mathrm{str}\simeq 10^9`$ molecules were detected on our probed spot during the deposition presented in **Fig. <a href="#fig3" data-reference-type="ref" data-reference="fig3">3</a>**. Using (<a href="#t" data-reference-type="ref" data-reference="t">[t]</a>), (<a href="#j_0" data-reference-type="ref" data-reference="j_0">[j_0]</a>), and (<a href="#D" data-reference-type="ref" data-reference="D">[D]</a>) we obtain the characteristic time of the mass transport of $`10^{9}`$ streptavidin molecules to the probed spot of the surface: $`t_\mathrm{str}\simeq 14`$ s, that corresponds well to the time of the linear increase in **Fig. <a href="#fig3" data-reference-type="ref" data-reference="fig3">3</a>**. From the same equations, we receive the next characteristic time of the mass transport of $`N^\mathrm{b}=2 N^\mathrm{str}\simeq 2\times 10^9`$ biotin molecules to the probed spot of the surface: $`t_\mathrm{b}\simeq 0.16`$ s, i.e., less than the time of the single measurement (1 s).

### Biotin-streptavidin binding kinetics

The biotin-streptavidin couple has extremely high binding affinity $`K_\mathrm{A} = k_\mathrm{on}/k_\mathrm{off}`$ $`\sim 10^{13}`$ \[1/M\] and, therefore, the characteristic time of biotin-streptavidin binding estimated through its association constant $`k_\mathrm{on}\sim 7.5\times 10^{7}`$ \[1/(M s)\] **** is in the millisecond range (at the concentration $`c_\mathrm{b}`$ we used). However, the biotin-streptavidin association involved several transient intermediate steps, and the simple framework based on the single association constant appears insufficient for detailed description of this binding. The transient intermediate steps include desolvation of five bound water molecules in each biotin binding site. Then a flexible loop in streptavidin becomes immobilized *after* biotin binding in a biotin binding pocket and closes the biotin binding pocket (and, hence, shields a biotin molecule from competition with solvent) ****. The decrease of the streptavidin thickness in **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>C** at 1501 s – 1600 s may be this streptavidin postbinding conformational change needed for a stable interaction.

# Notes

## Measurements of adlayer thickness changes against a background of bulk RI changes

It may appear that the sharp thickness increase in **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>C** (at 1499 sec) is a data evaluation artefact due to sharp change of the bulk RI, because the kinetics of the increase looks very similar to the that of the decrease of the refractive index in **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>D**. To be sure that it is not the case and that the adlayer thickness really increases after biotin injection we present the initial data of resonance peak changes: **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>A** and **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>B**, while **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>C** and **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>D** are the treatment of these data by our second method (i.e., by eqs. <a href="#lin1" data-reference-type="ref" data-reference="lin1">[lin1]</a>-<a href="#lin2" data-reference-type="ref" data-reference="lin2">[lin2]</a>). From the **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>A**, one can see that the second resonance angle $`\rho_2`$ increases its value (at 1499 s – 1500 s) after biotin solution injection, reaches its maximum at 1500 s and only then decreases, while the first resonance angle $`\rho_1`$ (which is more sensitive to the bulk RI) is sharply decreasing at 1499 s – 1500 s (**Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>B**). Considering eq. (<a href="#Taylor2" data-reference-type="ref" data-reference="Taylor2">[Taylor2]</a>) and keeping in mind that all partial derivatives in this equation are positive ($`{\partial \rho_2} /{\partial d}\;,
{\partial \rho_2} /{\partial n}>0`$) one can deduce that the increase of $`\rho_2`$ at 1499 s – 1500 s may be the result of either the adlayer thickness increase or a bulk RI increase. But to exclude the latter interpretation we have decreased the RI of the biotin solution in respect to RI of the PBS by adding 20 $`\mu`$L of the pure water in 1 mL of PBS with biotin (before the biotin solution injection). Since $`n_\mathrm{PBS}-n_\mathrm{H_2O}\simeq 0.0012`$, the change of the RI of the biotin solution (due to water injection) in respect of the RI of PBS is $`\Delta n \simeq -2\times 10^{-5}`$, while the biotin itself in such small concentration practically does not change the RI of the PBS ($`\Delta n_\mathrm{biotin} < 10^{-7}`$). This procedure was needed us to be sure that the injection of the biotin solution will cause the bulk RI to decrease only. Therefore, the increase of $`\rho_2`$ at 1499 s – 1500 s may be the result of the adlayer thickness increase only. The exact value of the corresponding calculated adlayer thickness increase $`\Delta d`$ (but not its sign) in **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>C** depends on the exactness of the numerical values of the coefficients pointed after eq. (<a href="#Kd_Kn" data-reference-type="ref" data-reference="Kd_Kn">[Kd_Kn]</a>). But, inasmuch as the expected bulk RI change $`\Delta n \simeq -2\times 10^{-5}`$ corresponds well to the results from **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>D** (calculated with the same coefficients), we expect that the calculated value of the adlayer thickness increase $`\Delta d`$ is also reasonably accurate. It may be noted here that both changes of buffer RI in **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>D** are in a good agreement with the calculated values. During biotin injection1, 1 mL of biotin solution in PBS with 20 $`\mu`$L of pure water was added into the flow cell system (0.2 mL of pure PBS was at this time in the system) – the expected decrease of RI is equal to $`2\times10^{-5}`$. After biotin injection2, the same amount (1 mL of biotin solution in PBS with 20 $`\mu`$L of pure water) was added to 0.2 mL of the solution RI of which already was decreased. The calculated decrease of RI in this case equal to $`3\times10^{-6}`$ is in a good agreement with the data in **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>D** .

## Measurement noises and mass detection limits

In compliance with the work ****, we suppose that the process of the biotin-streptavidin binding is a good candidate for comparison of the signal/noise ratio of different label-free techniques. We believe that for comparison of the signal/noise ratio it is also very important always to point out the time of the measurement and the fact of posterior data averaging and/or smoothing (which increase the effective measurement time). In other words, the noise should be reduced to $`1/\sqrt\mathrm{Hz}`$ value. In our experiments, the signal accumulation time was 1 second per point and no posterior data averaging or smoothing was done. The noise (i.e., standard deviation – std) of the thickness measurement was equal $`\delta d =\mathrm{std}(d_a)\simeq 1.3~\mathrm{pm}/\sqrt\mathrm{Hz}`$. The noise of the measurement of the external medium RI was $`\delta n=\mathrm{std}(n_e) \simeq 5\times 10^{-7}~/\sqrt\mathrm{Hz}`$. In **Fig. <a href="#fig4" data-reference-type="ref" data-reference="fig4">4</a>C**, one can see that we detected the streptavidin conformation process during free biotin binding with a (signal/noise)$`_\mathrm{b}`$ ratio of about 15. The deposition of the streptavidin monolayer was detected with a (signal/noise)$`_\mathrm{str}`$ ratio of about 5000. Taking into account the (signal/noise)$`_\mathrm{str}`$ ratio, we obtain a minimal quantity of streptavidin molecules that may be detected at the probed spot of our setup: $`N^\mathrm{str}_\mathrm{min}= 
N^\mathrm{str}\big/\mathrm{(signal/noise)}_{\mathrm{str}}\simeq 200\,000`$ streptavidin molecules. This corresponds to a mass detection limit $`m^\mathrm{str}_\mathrm{min}=N^\mathrm{str}_\mathrm{min} 
M_\mathrm{str}/N_A \simeq 2\times 10^{-14}~\mathrm{g} =20`$ fg of the analyte on the probed spot of the surface ($`N_A\simeq 6\times 10^{23}`$ is Avogadro’s number). For biotin molecules we have a minimal detectable quantity equal to $`N^\mathrm{b}_\mathrm{min}= 2 N^\mathrm{str}\big/\mathrm{(signal/noise)}_\mathrm{b} 
\simeq 1.3\times 10^8`$ biotin molecules or $`m^\mathrm{b}_\mathrm{min}=N^\mathrm{b}_\mathrm{min} M_\mathrm{b}/N_A 
\simeq 50`$ fg of the analyte on our probed spot. We believe that the noise of the presented technique could be further decreased by improving the quality of the dielectric multilayer coating and by decreasing the laser noise.

# Conclusions

We have employed the two different optical modes on the photonic crystal surface for the optical sensing of biomolecular interactions. Unique properties of photonic crystals were used for the excitation of optical waves along the photonic crystal surface so that the evanescent field of one wave penetrates much deeper into the liquid volume. This wave is used as a reference for the RI of the liquid. The simultaneous registration of the two modes gives a possibility to derive both the RI of the liquid and the adlayer thickness. This permitted us to segregate the volume and the surface signals from the analyte, increase the sensitivity of biomolecule detection and record the act of streptavidin conformation during binding of biotin molecules. Independent registration of the adlayer thickness and the temperature-dependent RI of the liquid may be potentially useful for design of a temperature-controlled flow cell, which may be considered as a biochemical reactor for evaluation of temperature dependency of reactions at the surface.

# Acknowledgement

The authors thank S. Grachev for the kind donation of some biochemicals and for helpful advises about surface preparation. This work was partly supported by the European Network of Excellence, NMP3-CT- 2005-515703-2.

<figure id="fig1" data-latex-placement="p">

<figcaption><span id="fig1" data-label="fig1"></span> The calculated dispersion of the 7-layers PC structure in water and measured experimental points (white pentagrams) at <span class="math inline"><em>λ</em> = 532</span> nm and <span class="math inline"><em>λ</em> = 442</span> nm laser wavelengths. The two optical surface modes are clearly seen as dark curves (with an enhancement about 1000) inside the band gap (light areas with an enhancement much less than 1).</figcaption>
</figure>

<figure id="fig2" data-latex-placement="p">

<figcaption><span id="fig2" data-label="fig2"></span> The biosensor scheme (<span><strong>A</strong></span>) and a typical raw experimental signal from the photodiode array (<span><strong>B</strong></span>).</figcaption>
</figure>

<figure id="fig3" data-latex-placement="p">

<figcaption><span id="fig3" data-label="fig3"></span> Immobilization of streptavidin on a biotinylated surface. The measurement time is 1 second per point (no posterior data averaging and smoothing). In the grayscale inset the corresponding process is illustrated.</figcaption>
</figure>

<figure id="fig4" data-latex-placement="b">
<div class="multicols">
<p><span>2</span></p>
<div class="flushleft">
<p> <br />
[0pt][0pt]<span><strong>A</strong></span> <embed src="fig4Ha.eps" style="width:62mm" /><br />
[0pt][0pt]<span><strong>B</strong></span> <embed src="fig4Hb.eps" style="width:62mm" /></p>
</div>
<div class="flushright">
<p> <br />
[0pt][0pt]<span><strong>C</strong></span> <embed src="fig4Hc.eps" style="width:62mm" /><br />
[0pt][0pt]<span><strong>D</strong></span> <embed src="fig4Hd.eps" style="width:62mm" /></p>
</div>
</div>
<figcaption><span id="fig4" data-label="fig4"></span> Initial data from the biosensor and theirs treatment by the linear method during biotin binding to the streptavidin monolayer. (<span><strong>A</strong></span>) Movement of the second resonance mode in terms of pixels (left axis <span class="math inline"><em>P</em><sub>2</sub></span>) and in terms of angle changes (right axis <span class="math inline"><em>Δ</em><em>ρ</em><sub>2</sub></span>). (<span><strong>B</strong></span>) Movement of the first resonance mode (which is more sensitive to the bulk RI) in terms of pixels (left axis <span class="math inline"><em>P</em><sub>1</sub></span>) and in terms of angle changes (right axis <span class="math inline"><em>Δ</em><em>ρ</em><sub>1</sub></span>). (<span><strong>C</strong></span>) Calculated changes of the adlayer thickness in terms of <span class="math inline"><em>Δ</em><sub><em>d</em></sub><em>ρ</em><sub>2</sub></span> (right axis) and in nanometers (left axis). In the grayscale inset the corresponding process is illustrated. (<span><strong>D</strong></span>) Calculated changes of the bulk RI in terms of <span class="math inline"><em>Δ</em><sub><em>n</em></sub><em>ρ</em><sub>1</sub></span> (right axis) and in RI units (left axis).</figcaption>
</figure>

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